21 Apr

Manager Process Governance - Mumbai - Standard Chartered Bank

Position
Manager Process Governance
Company
Standard Chartered Bank
Location
Mumbai MH
Opening
21 Apr, 2017 30+ days ago

Standard Chartered Bank as the company that open the jobs vacancy, have some qualification and spesification especially for the Manager Process Governance jobs vacancy. To find out more information and about qualification and spesification details, walkin interview schedule, the address of the company, the company contact info (email/phone number) of Standard Chartered Bank company, please start to apply for the job vacancy with fill the jobs application with click the 'Apply This Job' button below.

Job Function:
Commercial Banking

Regular/Temporary:
Permanent

Full/Part Time:
Full time

Department: Commercial Clients P&G

Grade: 7

Location : Mumbai

Job Description

Audit Co-ordinations

Description:

  • Oversight of various audits (GIA, LRM, Regulatory, Compliance, etc) and internal/external reviews.
  • Audit findings are findings are independently reviewed for correctness & challenged wherever necessary
  • Ensure risks issues highlighted by GIA, LRM, RBI Compliance Audits etc are addressed and closed in an adequate and timely fashion, with quality submission, addressing the root cause remediation to avoid reoccurrence.
  • To identify and escalate repeat Audit observations/Risk issues and review the appropriateness of the cause and resolution thereof.
  • Engage segment for timely closure of findings and overdue findings to be tracked and escalated to UORM/Segments on monthly basis
  • Ensure correct and timely submission of data for CARG submission
  • Suggest process changes post review of the Audit Report
Concurrent Audit

Description:
  • Oversight of concurrent auditor for timely submission of CA report, final report to be released within 2 months of completion of audited month
  • Concurrent audit findings are independently reviewed for correctness & challenged wherever necessary
  • Analysis of BCA observation tracker, update from CB team with explanation/ inputs and drafts report with Management action plan to be send to CB team and get there final inputs
  • Engage segment for timely closure of CA findings and overdue CA findings to be tracked and escalated to UORM/Segments on monthly basis
  • Issuing flash report highlighting significant findings from Concurrent Audit finding in BORF
  • Risk rating CA observations along with UORM and getting the same approved by GIA
  • Sharing CA report with GIA for their comment on adequacy and quality in the CARG
  • Snapshot of CA (quarterly reporting of stats) to be provided to the CARG on a quarterly basis for tabling in the CORC
  • Suggest process changes post review of the Report
Regulatory Policies
  • Ensure compliance to regulatory policy
  • Ensure full compliance and execution of CB governance policies & processes to meet external local regulations.
  • Understand & comply with applicable laws & regulations, the Group’s policies & procedures. Effectively identify, escalate, mitigate & resolve risk & developing suitable controls on compliance matters
Pier Reviews
Conducting pier reviews within the Segments and Regions
  • Review findings to be to be timely closed and overdue findings to be tracked and escalated to Segments/Countries
  • Best practices to be shared with other Segments and Regions
  • Suggest process changes
Key Roles and Responsibilities

Enter roles and responsibilities
Oversight of various audits (GIA, LRM, Regulatory, Compliance, etc) and internal/external reviews.
  • Audit findings are findings are independently reviewed for correctness & challenged wherever necessary
  • Ensure risks issues highlighted by GIA, LRM, RBI Compliance Audits etc are addressed and closed in an adequate and timely fashion, with quality submission, addressing the root cause remediation to avoid reoccurrence.
  • To identify and escalate repeat Audit observations/Risk issues and review the appropriateness of the cause and resolution thereof.
  • Engage segment for timely closure of findings and overdue findings to be tracked and escalated to UORM/Segments on monthly basis
  • Ensure correct and timely submission of data for CARG submission
  • Suggest process changes post review of the Audit Report
Concurrent Audit

Description:
  • Oversight of concurrent auditor for timely submission of CA report, final report to be released within 2 months of completion of audited month
  • Concurrent audit findings are independently reviewed for correctness & challenged wherever necessary
  • Analysis of BCA observation tracker, update from CB team with explanation/ inputs and drafts report with Management action plan to be send to CB team and get there final inputs
  • Engage segment for timely closure of CA findings and overdue CA findings to be tracked and escalated to UORM/Segments on monthly basis
  • Issuing flash report highlighting significant findings from Concurrent Audit finding in BORF
  • Risk rating CA observations along with UORM and getting the same approved by GIA
  • Sharing CA report with GIA for their comment on adequacy and quality in the CARG
  • Snapshot of CA (quarterly reporting of stats) to be provided to the CARG on a quarterly basis for tabling in the CORC
  • Suggest process changes post review of the Report
Regulatory Policies
  • Ensure compliance to regulatory policy
  • Ensure full compliance and execution of CB governance policies & processes to meet external local regulations.
  • Understand & comply with applicable laws & regulations, the Group’s policies & procedures. Effectively identify, escalate, mitigate & resolve risk & developing suitable controls on compliance matters
Pier Reviews
Conducting pier reviews within the Segments and Regions
  • Review findings to be to be timely closed and overdue findings to be tracked and escalated to Segments/Countries
  • Best practices to be shared with other Segments and Regions
  • Suggest process changes
Qualifications and Skills

Enter qualifications and skills
Graduate

How To Apply

You can search and view current opportunities across our organisation and apply immediately by visiting www.standardchartered.com and selecting Careers. To help speed up your application, please note the following:

  • You will need to log in (or register if you are visiting our careers site for the first time) before you can apply for a specific role
  • Some roles may require you to undertake an online talent assessment in addition to completing the application form (to facilitate this process it is preferable that you provide us with an email address as part of your contact information)
  • We will ask you about your education, career history and skills and experience, it may be helpful to have this information at hand when completing your application
It usually takes 15 - 20 minutes to complete the application form; you can save your application at any time and return to complete it at your convenience.

Closing Dates

The closing date for applications is 05/05/2017. Please note all closing dates are given in Hong Kong time (GMT + 8 hours). We aim to respond to successful applicants within four weeks and will keep a record or your application in our database so that we can contact you when suitable vacancies arise in future.


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